AJ v SSWP (ESA)
Employment and support allowance (ESA) - substantial risk - where job being held open for claimant - need to explore why claimant unable to return to job
Summary
The claimant was found on a reassessment to fail the work capability assessment- ie, not to have limited capability for work. At the time of the decision about this, she had a job with the police force as a cleaner but was not able to return to it. The decision was made some three weeks after she had had an operation on her right wrist/arm. On appeal, it was argued that regulation 29(2)(b) of the Employment and Support Allowance Regulations 2008, SI No. 794 applied to her - ie, that she should be treated as having limited capability for work, on the basis that were she not so treated there would be a 'substantial risk' to her health or that of another person. The tribunal dismissed the appeal.
Judge Wright allowed the claimant's further appeal and remitted the case for consideration by a new tribunal. The tribunal had erred in not exploring, in the context of the 'substantial risk' argument, why it was that the claimant could not return to her job as a cleaner. Her argument to the tribunal was that, applying the test to the substantial risk rule set out by the Court of Appeal in Charlton v Secretary of State for Work and Pensions, reported as R(IB) 2/09, the type and range of work the claimant could do without such risk was heavily restricted at the time, as she was not long out of surgery. On any analysis, held the judge, her job as a cleaner, 'was the type of job the appellant was as a matter of her aptitudes and training capable of performing'. Why she was not performing it was unclear and that remained so because the tribunal failed to explore the question, despite the fact that that was plainly relevant to the Charlton risk assessment (paragraph 13). It was insufficient for the tribunal merely to have found, as it did in its decision, that it 'did not accept that there was not an adequate range of work' which the claimant could do without substantial risk (paragraph 14).
However, the judge did not consider that there was any potential relevance in this case, or in most others, in the possibility that the claimant may have lost her job as a cleaner were the substantial risk rule not applied and were she not treated as having limited capability for work. It was unclear whether that contention was being made or not, but insofar as it was it seemed to consist of an argument that the potential loss of a job which a person already has constitutes a 'risk' for the purposes of regulation 29(2)(b). That was not accepted by the judge. The risk referred to related to jobs a person could do, so that if a person were for the time being unable to do her/his existing job but was able and suited to do other work without risk, then the substantial risk rule would not apply. Also the risk had to arise out of the person's specific disease or bodily or mental disablement, and be a substantial risk to her/his physical or mental health or that of another person. Except possibly in some rare cases involving mental illness, the judge considered potential loss of employment too remote to count for these purposes (paragraphs 15-18).