NM v SSWP (JSA)
Jobseeker's allowance (JSA) - sanctions - Mandatory Work Activity Scheme - prior information duty and Secretary of State's duty to provide relevant evidence
Summary
The claimant was selected to participate in the Mandatory Work Activity Scheme. Shortly afterwards, he was notified that he was required to begin work as a volunteer with the Salvation Army, for 30 hours a week for four weeks. While on the scheme, he was asked to leave it on the basis of an allegation that he was upsetting other volunteers. A 13-week sanction was imposed on him. His appeal against that was rejected by the First-tier Tribunal. Only on appeal to the Upper Tribunal did it emerge that: (1) at the point the claimant was referred to the Mandatory Work Activity Scheme, he was already working voluntarily in a charity shop and the DWP knew that, and (2) official guidance applied to the scheme at the relevant time (2013) included that a claimant already working must not be referred to the scheme.
Judge Wright allowed the claimant's further appeal so as to remove the sanction. He agreed with an eventual concession by the Secretary of State that, had proper regard been had to the 2013 guidance, then the claimant ought not to have been referred to the scheme, but having been wrongly referred he subsequently had good reason for not participating in the scheme because he ought not to have been put on it (paragraph 17).
Also, there had been a breach of the 'prior information duty' which applies regarding referral to a mandatory (or 'work for your benefit') schemes. The judge cited the description by the Court of Appeal in Secretary of State for Work and Pensions v Jeffrey and Bevan [2016] EWCA Civ 413 of that duty as a 'simple proposition about administrative fairness', in which the Secretary of State had a duty to ensure that claimants had sufficient information about a scheme and sufficient opportunity to make relevant representations about their possible referral to it (paragraph 2). In this case, it seemed that the decision maker had not had reference to the relevant guidance, an error compounded by the Secretary of State then breaching his duty under rule 24(4)(b) of the Tribunal Procedure (First-tier Tribunal) (Social Entitlement Chamber) Rules 2008, No.2685, to provide the First-tier Tribunal with 'copies of all documents relevant to the case' - ie, in this case the official guidance about referral to the scheme. On this point, the judge had reference to his own decision in ST v SSWP [2012] UKUT 469 (AAC) (Bulletin 238, p14), and considered that particular point was not doubted by the subsequent decision in FN v SSWP [2015] UKUT 670 (AAC) (Bulletin 250, p10) (paragraph 4). The judge later commented that it did not seem to him that the decision in FN meant that a tribunal does not err in law where it decides the appeal and ' ... if it is later shown that other relevant evidence was available and ought to have been before it' (paragraph 20).
Comment from CPAG
The Mandatory Work Activity Scheme ended in April 2016. However, Judge Wright's comments about the general nature of the prior information duty and the Secretary of State's duty to provide relevant information to tribunals remain pertinent. He is evidently especially keen to emphasise the latter. At least on his reading of the decision in FN, when a tribunal proceeds without such evidence, there remains a distinct possibility of error of law where it is clear that the tribunal 'ought' to have had the evidence.